Weeks 3-4: Historic American
Presidential Leadership (pre-1945)
Some of the notable
accomplishments and leadership traits of each of the first eight most
historically notable presidencies:
George
Washington-
(Some sources drawn from Heidler and Heidler book Washington's Circle)
- Commitment to duty and
service- others begged him to be the President, while he would have
preferred staying at his farm at Mount Vernon.
- Commitment to democracy
rather than monarchy forms- asked to be addressed as merely Mr. President,
while some Senators who dreamed of themselves as nobles wanted to call him
some version of Your Majesty.
- United all factions around the new government- had
Federalists and Republicans in his government. They were the first two
political parties in American history (no relations to either of current
two parties). Federalists believed in a stronger federal government that
would promote business in our original agricultural economy; Republicans
favored states’ rights and a less elitist government.
- Chose good subordinates, delegated
authority- chose Alexander Hamilton as Secretary of Treasury,
balancing Washington's weakness in finances. Hamilton was so knowledgeable
and hardworking that House let him draft legislation. Secretary of State
Thomas Jefferson was very knowledgeable of France, important due to the French
Revolution. Washington also looked for geographic balance, and gave
veterans preference in his appointments.
- Cabinet origin. He sought cabinet's advice
individually rather than having group meetings in his first term. He
sought advice from many people. He also liked written opinions, as it
forced subordinates to think more carefully and not posture in public. He
did meet with cabinet in second term to ask their advice on Jay's Treaty,
but then made his own decision to sign it.
- Chief executive power asserted, as fired
without the consent of the Senate Secretary of State Edmund Randolph for
allegedly opposing Jay's Treaty with Britain. This important precedent of
being able to unilaterally fire an important executive official who had
been confirmed by the Senate was
upheld decades later by the U.S. Supreme Court. (Note later presidential
controversies- Andrew Johnson firing Secretary of War, Trump firing FBI
Director.)
- Asserted the pardon power.
Pardoned Whiskey Rebellion rebels, in effort to heal wounds and keep the country
together.
- Executive Privilege power asserted- Washington
refused to turn over to the House documents relevant to controversial
Jay's Treaty, asserting that the treaty ratification power was constitutionally
confined to the Senate, and secrecy in such foreign negotiations was
important; House's only relevant power regarding treaties was impeachment
of the President, he noted.
- Established two-term
tradition, orderly transfer of power, rejected lifetime self-rule. Very
different from other newly independent countries where the “independence
leader” who served for decades (Kenyatta of Kenya, Nyerere of Tanzania).
His voluntary retirement contrasts with Trump’s recent obsession with
overturning the electoral college vote
- Farewell Address warns
against the rise of factions and political parties, which divide our
country and permit foreign nations to gain influence.
Thomas Jefferson (quotes are from Jon Meacham's book, Thomas
Jefferson, the Art of Power)
- Renaissance man-
learned in classical languages, science, mathematics, rhetoric,
philosophy, and literature. One professor at William and Mary was crucial
in this. Jefferson studied 15 hours a day.
- Exercise was important. Jefferson believed that "a
vigorous body helped create a vigorous mind" with a minimum of two
hours a day of exercise regardless of weather. (p. 19)
- Political Philosophy
scholar- authored Declaration of Independence, championed human rights,
life, liberty.
- Republican Party Leader, who opposed Federalist Party, favored states rights'
over strong federal government. Clashed with Federalist-controlled federal
judiciary, but his party did not convict of impeachment any Supreme Court
justices (like John Marshall).
- Opposed elitist aura.
He didn't wear the ceremonial sword to inauguration, and sold President
Adams's silver harnesses and coaches. He would greet guests at home in
"slovenly clothes and without the least formality... he is dressed
and looks extremely like a very plain farmer." (p. 363) There were no
name plates at his dinner parties, as guests took whatever places they
wished.
- Appointments power used. He fired nearly half of
federal officeholders, most of whom were Federalists. (p. 377)
- Used pardon power, especially for "printers
convicted under the Sedition Act passed by previous Federalist
administration and Congress (p. 357).
- He entertained a lot. He believed that
"sociability was essential to republicanism... Men who liked and
respected and enjoyed one another were more likely to cultivate the
virtuous habits... An affectionate man living in harmony with his
neighbors was more likely to understand the mutual sacrifice of opinion
..." (p. 394)
- Pragmatic,
despite his philosophy of limited central government power, Jefferson
negotiated Louisiana Purchase, Senate ratified this treaty, Congress
appropriated money for it.
- Jefferson also signed congressional Embargo Act on
Britain and France, as they were at war with each other and would seize
American trading ships. The embargo delayed war and bought the U.S. time.
(p. 432)
- Founded the University of Virginia, after leaving the
presidency.
Andrew Jackson (quotes are from American Lion, by Jon Meacham)
- Childhood adversity
strengthened him. As a 14-year-old, he refused to polish a British
officer's boots, claiming to be a prisoner of war. The officer left a
sword blade cut on his head. "Andrew was strengthened by the blows,
for he would spend the rest of his life standing up to enemies, enduring
pain, and holding fast until, after much trial, victory came." (p.
12)
- He "inspired great loyalty" by risking
"his own life to protect others". (p. 26) He escorted
settlers thru the forest. "By projecting personal strength, Jackson
created a persona of power... that propelled him forward throughout his
life." (p. 26)
- Military hero- hero of Battle of New Orleans in War of
1812.
- Leave no man behind.
When told to move from Natchez back to Tennessee, he faced full wagons and
150 sick men, he had officers including himself give up their horses to
the sick. "Not a man, sir, must be left behind." (p. 29)
- Stood up for what he believed in. Killed a man, who
slandered Jackson's wife as a bigamist, in a duel (Jackson was shot
first).
- Public trusted him
and elected him President. The public "might not always agree with
him, they might cringe at his excesses and shortcomings, but at bottom
they believed he was a man of strength who would set a course and follow
it, who would fight their battles and crush their enemies." (p. 60)
- Common man,
political philosophy. Great expansion in American democracy in practice
during his term (presidential electors popularly elected, presidential
nominating conventions).
- Stands for national unity, opposes South
Carolina's nullification of federal tariff, threatens to use U.S. military
forces, Congress adopts a tariff compromise. He stood up to these extreme
states’ rights activists, despite being a Democrat and politically strong in
the South.
- Established presidential veto power for reasons
other than constitutionality of a congressional law. He vetoed the extension
of the Bank of the U.S., withdrew federal funds from it; Jackson viewed the
Bank as corrupt and buying influence over Congress members, favoring the
rich, and refusing to lend funds for western expansion. His actions were so
controversial that Whig-controlled Senate requested documents pertaining
to Jackson's veto. Jackson refused to turn them over, and the Senate
censured the President. The next Democratic- controlled Senate expunged
the censure.
- Human rights violator
reduces his stature today. Waged war against Indian tribes. Ignored
Supreme Court ruling in favor of Indian nations being sovereign and state
of Georgia not being able to enforce its state laws in their territory; military expulsion of Cherokee nation, Trail
of Tears. Slave owner himself, as were other Presidents.
James K. Polk-
- Manifest Destiny.
Mexican-American War. After Texas won its independence over Mexico, it
became an American state. Texas and Mexico had a border dispute, Polk
ordered our military into disputed territory (to the Rio Grande River and
beyond the Nueces River), they were attacked by Mexican troops, Polk
declared war, Congress approved it. After winning Mexico City, U.S. signed
a treaty with Mexico gaining the southwest territory for $15 million
(present day California, Nevada, Utah, Arizona, etc.).
Abraham Lincoln-
- Born poor, log cabin, self-educated.
- Humble, attracted and kept strong-willed, well
qualified cabinet members. Secretary of State Seward, Treasury Secretary
Chase, Attorney General Bates.
- First modern-day Republican Party President-
anti-slavery and pro-industry using federal governmental power.
- Asserted federal authority, forced other side to fire
first to start the Civil War. When Confederates surrounded federal Fort
Sumpter in South Carolina, Lincoln sent unarmed supply ships, which were
fired on by Confederates.
- Emancipation Proclamation- freed slaves in Confederate
areas.
- Constitutional Dictatorship- declared martial law,
suspended Habeas Corpus. Yet Congress retained impeachment power right,
and the 1864 presidential election was held.
- Preserved the Union, opposed secession of states.
Lincoln's Leadership
Lessons (quotes are from Goodwin book, Leadership in Turbulent Times)
- Empathy. He could place himself in
others' shoes. He had great patience, kindliness, and empathy, and showed
"no superiority over anyone." (p. 108)
- He read a lot as a kid.
- He was a great storyteller.
He said that "plain people... are more easily influenced through the
medium of a broad and humorous illustration than any other way." (p.
15) He had a great "power of mimicry." (p. 108) He had a great
knowledge of human nature.
- He "expanded his
contacts throughout the country," got elected to state
legislature after previous defeat.
- Ambition. He had a great "desire
to engrave his name in history." (p. 101)
- He had a mentor-
"the leading lawyer in the county" (p. 101)
- Plain speaking. "His language was
composed of plain Anglo-Saxon words" that were "easy to
follow." (p. 107)
- Hard working. The key to success. Be
proactive and do things ahead of time. Seeking the GOP presidential
nomination in 1860, "no team in Chicago worked harder than Lincoln's
team." (p. 121)
- Passion. His anti-slavery speeches
"came from the heart," with "sincerity, clarity,
conviction, and passion." (p. 115)
- Overcoming challenges, lost senate races twice.
Overcame this setback by "long period of work, creative
introspection, research, and grinding thought." (p. 116)
- Preparation great. He
"labored daily, researching and deepening his speeches." He knew
"the attitudes toward slavery of each of the thirty-nine original
signers of the Constitution." (p. 120) A journalist said that
"his knowledge of the subject is profound, his logic
unanswerable." (p. 118)
- Moderation. He avoided the
extremes, including by not denouncing the South, but just opposing
slavery's extension into the western territories.
- Be gracious and magnanimous
toward political rivals and foes. Unlike Seward and Chase, who made
enemies "in their climb to power." (p. 121) He attracted to his
campaign team two men who had cost Lincoln his first senate election.
After winning nomination, "he wrote a personal letter to Chase humbly
asking for his 'especial assistance' in the campaign." (p. 122) He
"found exclusive time for each individual team member" when
President (p. 223). Chase stayed in cabinet because "the President
has always treated me with such personal kindness and has always manifested
such fairness and integrity of purpose..." (p. 224)
- He had a "quiet sense of
responsibility" after his presidential election (p. 123).
- He controlled his anger
by writing an angry letter and then never sending it. Similarly, he would
"forgive intemperate public attacks on himself." (p. 226)
- Attract the "strongest and
most able men" for your cabinet. Team of Rivals book.
- He would protect his
subordinates and shield them from blame.
- Gather information firsthand.
Lincoln visited the troops, realized that slaves assisted the Confederate
war effort.
- Encourage expression of all
points of view in cabinet. Lincoln talked individually with his
cabinet members. But he assumed "full responsibility" for the
Emancipation Proclamation. (p. 221)
- Cope with pressure with hobbies.
Lincoln had the theater, would laugh at tales.
- He always kept his word, so
kept to the delay in issuing Proclamation.
- Great sense of timing, he had
"a correct reading of the temper of the times." (p. 234)
- He was accessible and
"easy to approach," as shown when visiting troops.
- The collective interest
is more important than one's self-interest. He preferred electoral defeat
to renouncing Emancipation Proclamation.
- Use transactional tools to
implement transformational policies. So, he saw the practical benefits of
the black troops, nearly 200,000 joined the Union war effort. Two votes
short of congressional ratification of the 13th amendment, Lincoln
reminded Congress of his ability to provide perks, such as
"government jobs for relatives and friends, pardons, ministries
abroad, and campaign contributions." (p. 240)
Theodore Roosevelt-
- Sickly as a child, used great physical fitness to
overcome. Hunted in Africa, led the Rough Riders volunteers in military
action in Cuba during Spanish-American War.
- President was Steward of the People, could take
any action unless expressly forbidden by law or the constitution.
- Progressive
era leader, Trust Buster- broke up railroad combination in northwest.
Anti-trust lawsuits under the Sherman Act.
- Speak softly, and carry a big stick. Built the Panama Canal, after helping Panama become
independent nation. Dollar diplomacy- intervened in Latin American nations
forcing them to pay debts to American companies. Won the Nobel Peace Prize
for mediating end of Russo-Japanese War. Sent U.S. naval fleet around the
world.
- Great conservationist, added 230 million acres
of protected public land. He lamented species losses such as bison and
elk.
Theodore Roosevelt's
Leadership Lessons (quotes are from Goodwin book, Leadership in Turbulent
Times)
- He read a lot, family library.
- "Rigorous exercise regime," home gym, cured
chronic asthma, mother's sickly presence.
- Networked- he became "a member of the local
Republican Association." (p. 22)
- Mingle with people not like
you. "'Wherever he went, he
got right in with the people,' connecting with them, talking with them,
enjoying them." (p. 32) Wilderness camp visit. In legislature, he
"expanded his understanding of other people's points of view by going
to places" very different from his upper class
background. (p. 38)
- Independence, opposed machine politicians and
corruption. "He brought the two parties together to pass civil
service reform," bills helping New York City, when he served in state
legislature.
- Learn from mistakes,
change course. He became too arrogant, self-righteous, and talkative in
state legislature. He now met with a labor leader, visited a tenement.
- Overcoming challenges of dead mother, wife, political
setback, he bought ranch out west and lived there for two years.
Environmental interest started.
- In appointive positions like Civil Service
Commissioner, New York City Police Department board, and Navy Department
Assistant Secretary, Roosevelt would "hit the ground running,"
"ask questions of everyone," "manage by wandering
around," and "determine the basic problems." When attacked,
he would counterattack, and he would stick to his guns. (p. 133)
- Be industrious as a subordinate, do the work of the
boss. Navy example.
- Roosevelt had "the self-awareness to
soberly analyze his own strengths and compensate for his weaknesses."
(p. 149) He declined top Colonel position as leader of volunteer regiment
in Spanish American War, and top number 2 position.
- Share your subordinates' hardships. As Rough Rider, he shared "his life with the
men," was always willing "to do anything he asked them to
do," and never asked "them to suffer anything he wouldn't suffer
first." (p. 151)
- Honesty
is important. As governor, Roosevelt preferred legislators to honestly
tell him they would not do what he wanted, rather than for them to promise
to do something and then not to do it. (p. 157)
- Be uncommitted at first, get all of the facts when dealing
with a crisis- Coal Strike example.
- Remind two opposing sides (miners, owners) of the
public interest, such as northeastern homes during a cold winter.
- Hit hard if you have to hit. Roosevelt threatened to
use troops to run the mines, as he was Commander in Chief.
- Let adversaries save face. Roosevelt set up a 5-member
commission to resolve the strike, but business refused to allow any of the
slots to go to labor, so President appointed a labor leader to the
"sociologist" slot (p. 269).
- Share credit
for success. Roosevelt praised businessman J.P. Morgan and 7 members of
his executive branch team.
Woodrow Wilson
- Second Progressive President. Federal Reserve
Act established, Federal Trade Commission created, Clayton Antitrust Act
exempts labor and farmers. Department of Labor created. He also supported 8-hour
workday for railroad workers, and enacted workman's comp for federal
employees, and prohibition of the sale of goods manufactured by kids in
interstate commerce (Berg book, Wilson, p. 399).
- World War 1 leader- domestic civil liberties suffer. We
entered war because "the peace of the world is involved and the
freedom of its peoples," which was threatened by "the existence
of autocratic government backed by organized force" (Berg, p. 436).
"Germany had become an international menace... The world must be
made safe for democracy." (Berg, p. 437)
- Wilson's 14 points included: "freedom of
navigation upon the seas," "equality of trade conditions,"
"a reduction of national armaments," and national self-determination
of European peoples. (Berg, p. 470)
- League of Nations
supported, killed by Senate as Wilson refused to compromise, opponents
feared loss of American sovereignty. Wilson won Nobel Peace Prize for his
effort, though, as 41 nations did join the League.
Woodrow Wilson
leadership insights:
- His childhood setting damaged his self-esteem. His
father ridiculed his intellectual ability, he "did badly both in
studies and in sports," and in college he had "some sort of
physical or emotional collapse." (Burns, p. 102)
- He thus had a need to "compensate for damaged
self-esteem" which led to a "moralistic, messianic dogmatism
and his quest for personal power..." (Burns, p. 102). He became
Princeton University president, repudiated Democratic leaders in New
Jersey, outmaneuvered party bosses and put his own reform program through
as New Jersey Governor. He was unyielding on his League of Nations
program.
- As a professor, he was a "compelling
lecturer," who would make his major points at the start,
"weaving anecdotes with opinions," and provide "vivid
descriptions of relevant historical events." His students would be
"spell-bound" and at lecture conclusion "would often cheer
him." (A. Scott Berg, Wilson book, p. 117).
- Hard working, disciplinarian as university President.
He maintained his teaching load, had a class with 376 students, expelled
students for cheating, and fired professors who let classes go early or
whose lectures were "disorganized ramblings." (Berg, p. 141)
- Wilson believed in a responsible party
government with "vigorous presidential leadership"
and united parties which would "present clear alternatives to the
voters." His own "hubris" and "the very forces of
fragmentation and mutual frustration that he had attacked" defeated
him. (Burns, p. 166)
- He ran for governor as "an amateur
politician," who had pledges "only to the people" as he had
made no "promises to any bosses." (Berg, p. 200)
- Wilson "called for leaders who, by boldly
interpreting the nation's conscience, could lift a people out of their
everyday selves." He wanted to lift people "into their better
selves." (Burns, p. 462)
- To enact progressive legislation, he "kept
appearing unannounced in the President's Room in the Capitol to lobby
Democratic leaders." (Berg, p. 399)
- Leadership failures. Failure to compromise,
failure to consider all viewpoints. Wilson did not include a
respected Republican on the 4 person U.S. Peace Commission. One nominal
Republican was blasted by Republican Senate leader Lodge as
"cosmetic... a Republican in name only." (Berg, p. 518) Senate
Foreign Relations chair Republican Lodge tore into the treaty in a floor
speech, and already had 37 senators opposed to it (Berg, p. 549-50). The
Committee called 60 witnesses, delaying the deliberations so that
opposition could mount. The Secretary of State complained that he had
"been marginalized during the Peace Conference," (Berg, p. 616)
and Irish Americans complained that their self-determination desires had
been ignored. Wilson had become the first President to personally deliver
a treaty to the Senate, and he testified for it before the Committee (which
met in the White House). Wilson rejected a "minor rewrite"
suggested by Lodge for Article 10, "the guarantee against external
aggression through collective security." (Berg, p. 653) The Senate
nevertheless accepted Lodge's language by a 49-35 vote, but that lacked
the two-thirds requirement for a treaty, so it died (Berg, p. 677).
Franklin D. Roosevelt-
FDR
- Inspirational speaker.
In depths of Great Depression, his inaugural address line: "So, first
of all, let me assert my firm belief that the only thing we have to fear
is...fear itself — nameless, unreasoning, unjustified terror which
paralyzes needed efforts to convert retreat into advance. In every dark
hour of our national life a leadership of frankness and of vigor has met with
that understanding and support of the people themselves which is essential
to victory. And I am convinced that you will again give that support to
leadership in these critical days." Declaration of war speech to
Congress: "Yesterday, December 7, 1941 a date
which will live in infamy the United States of America was suddenly and
deliberately attacked by naval and air forces of the Empire of
Japan."
- Made Democratic Party majority party, New Deal domestic
economic issue key.
- New Deal
was relief, recovery, reform. Social Security, Wagner Act protected
organized labor, minimum wage, public jobs. FDIC established.
- Established Executive Office of the President (White
House staff)
- World War 2 leader.
- Public leader- only president to serve more than 2
terms (elected to 4).
Franklin
D. Roosevelt's leadership insights:
- FDR fought for an
"economic bill of rights," because "necessitous men are not
free men." Specifics included "jobs, food, clothing, homes,
medical care, education, social security..." (Burns, p. 167) His
programs during the Great Depression were called the New Deal. Some of
these programs were enacted by later Democratic presidents such as Lyndon
Johnson.
- Persuasion. He had a "personal
charm" and a "flair for persuading." (Burns, p. 281) He
would first simply "listen sympathetically to those who poured out
their woes and frustrations..." (Burns, p. 374). He would persuade
people by using argument, charm, self-confidence, flattery, or his great
knowledge (Burns, p. 375).
- Great communication ability-
fireside chats.
- "he
made news in a never-ending stream of innovations... legislative proposals...
travels around the country and abroad." (Burns, p. 281)
- "he
studied public opinion" in all of its forms. He had a great sense
of timing, and recognized when the public had grown weary of
reform. (Burns, p. 281)
More
FDR Leadership Lessons (quotes are from Goodwin book, Leadership in Turbulent
Times)
- Seeking votes for New York
state legislature, he wouldn't immediately talk politics, but would get
"people to talk about their work, their families, their
lives," and he would "listen intently." (p. 42) He
"out-worked, out-traveled" his GOP opponent, and simply listened
"to the hopes and needs of whomever crossed his path." (p. 58)
- He had an "optimistic
spirit," and "self-confidence." (p. 45)
- His anti-Democratic party
machine work caught the eye of President Wilson, who named him assistant
navy secretary. He broke rules to ensure nation was prepared for conflict.
Chosen as VP candidate in 1920 (they lost), which built him some goodwill
for future office.
- Never give up. After being paralyzed from
polio, he would daily spend hours strengthening his upper body, and even
crawling on the floor. He sought every possible treatment, a "trial
and error" method presaging New Deal.
- He gave Al Smith nominating
speech at the 1924 national Democratic convention despite his disability.
At a Warm Springs disability resort, he completely lost his elite
background, gained a "powerful new empathy" and
"humility" as he connected "emotionally with all manner of
people." (p. 173)
- Governor of New York in 1928.
Enacted a state comprehensive relief program, sought "stories that
enlivened statistics with the flesh and blood of a shared
humanity". (p. 179)
- Presidential campaign focus-
instead of a trickle-down philosophy, he focused on "the forgotten
man at the bottom" (p. 179). Unlike Hoover, he pledged that the
federal government would experiment- "But above all, try
something." (p. 181)
- Able to assess an individual
for a job in a short conversation. "I get to know people quickly
and I have a pretty good instinct about them." (p. 176)
- Inspirational inauguration
speech: "the only thing we have to fear is fear itself." (p.
277) Great Depression was due to failed leadership, leaving people hurt by
the "unscrupulous money changers." He urged Americans to move forward
"'as a trained and loyal army willing to sacrifice' for the common
good." (p. 278)
- Project confidence. FDR had an "uplifted
tilt of his head, the sparkle of his eye, his dazzling smile, and his
assured, calm voice..." (p. 281)
- Bipartisan appointments. Republican businessman
William Woodin as Treasury Secretary;
progressive Republicans Harold Ickes as Interior and Henry Wallace as
Agriculture Secretary. After his first 100 days, he praised the teamwork
which had "transcended party lines." (p. 304)
- Build consensus among
stakeholders.
Before announcing bank holiday, FDR consulted with "congressional
leaders, leading bankers, and state governors." (p. 284). His team
"worked around the clock." (p. 285)
- Used "simple, plain
language" in his radio chats with public. His great "gift
of communication" built a "reciprocal connection between
Roosevelt and the people." (p. 305)
- Ambitious policy demands. Told
leader of CCC to hire one quarter million men in their forest camps by
mid-July: "Do it now and I won't take any excuses." (p.
295)
- Competition among cabinet members
increases creativity- PWA and WPA example.
- Rely on a spousal partner. Eleanor
Roosevelt was a social worker, active in improving working conditions.
She had her own press conferences- with only female reporters. She got
"around a lot", provided reports to FDR leading to improving
programs. (p. 301)
- Willing to compromise. SEC,
FDIC examples.